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Block Cove Investments

Investment Policy

Block Cove Investments — Privacy Policy

Last Updated: October 7, 2026

Block Cove Investments ("Block Cove Investments," "we," "us," or "our") respects your privacy and is committed to protecting the personal and financial information entrusted to us by our clients, prospective investors, website visitors, and other individuals who interact with our business.

This Privacy Policy explains what information we collect, why we collect it, how we use and protect it, when we may disclose it, how long we retain it, and the rights and choices available to you.

By accessing our website, creating an account, submitting an investment inquiry, becoming a client, or otherwise interacting with our services, you acknowledge that you have read and understood this Privacy Policy.


1. Information We Collect

Depending on how you interact with Block Cove Investments, we may collect information including:

Personal Information

This may include:

  • Full legal name

  • Date of birth

  • Residential and mailing address

  • Email address

  • Telephone or mobile number

  • Nationality and country of residence

  • Government-issued identification information

  • Passport, driver's license, national identification number, or similar documentation

  • Signature and account credentials

  • Employment and professional information

  • Company or business information

  • Emergency or authorized-contact information

Financial Information

Where necessary to provide investment-related services, we may collect information such as:

  • Bank account information

  • Payment information

  • Source of funds

  • Source of wealth

  • Income information

  • Net worth information

  • Investment experience

  • Investment objectives

  • Risk tolerance

  • Existing investments

  • Tax-related information

  • Transaction and contribution information

  • Withdrawal and distribution information

We collect financial information only when reasonably necessary for legitimate business, investment, regulatory, compliance, verification, or contractual purposes.

Investment and Account Information

If you become a client or investor, we may collect information relating to:

  • Investment accounts

  • Investment selections

  • Contributions

  • Withdrawals

  • Distributions

  • Portfolio activity

  • Investment preferences

  • Account balances

  • Communications concerning your investments

  • Documents and agreements associated with your account

Website and Technical Information

When you use our website, we may automatically collect certain technical information, including:

  • IP address

  • Browser type

  • Device type

  • Operating system

  • Pages visited

  • Date and time of visits

  • Referring websites

  • General usage information

  • Cookies and similar technologies

This information helps us maintain website security, improve our services, understand website usage, and identify fraudulent or unauthorized activity.


2. How We Use Your Information

We may use information collected from you for legitimate business and investment-related purposes, including:

  • Opening and administering investment accounts

  • Processing investment applications and transactions

  • Providing investment-related services

  • Communicating with investors and prospective investors

  • Processing deposits, withdrawals, payments, and distributions

  • Verifying identity and account ownership

  • Performing customer due diligence

  • Conducting Know Your Customer ("KYC") procedures

  • Preventing fraud, money laundering, terrorist financing, and other financial crimes

  • Assessing eligibility for investment products or services

  • Complying with applicable laws and regulations

  • Maintaining financial and business records

  • Managing our relationship with investors and clients

  • Providing account statements and investment information

  • Responding to questions, requests, and support inquiries

  • Maintaining and improving our website and systems

  • Detecting and preventing unauthorized access

  • Protecting the rights, property, and security of Block Cove Investments and others

  • Sending important administrative and service communications

  • Sending marketing communications where permitted by applicable law

We will not use your personal information for purposes that are incompatible with the purpose for which it was collected unless permitted or required by applicable law.


3. Investment Verification and KYC/AML Requirements

Because investment services may be subject to financial, regulatory, and anti-money-laundering requirements, Block Cove Investments may be required to collect and verify information concerning your identity, financial circumstances, source of funds, and source of wealth.

We may use information and documentation you provide to:

  • Verify your identity

  • Confirm beneficial ownership

  • Assess investor eligibility

  • Conduct KYC checks

  • Conduct anti-money-laundering ("AML") checks

  • Conduct sanctions and politically exposed person screening where applicable

  • Detect suspicious or fraudulent activity

  • Meet legal and regulatory obligations

We may use authorized third-party verification providers to assist with these processes.

If you do not provide information required for legal or regulatory purposes, we may be unable to establish or maintain your account or provide certain investment services.


4. How We Protect Your Information

We take reasonable administrative, technical, and organizational measures to protect personal and financial information against unauthorized access, disclosure, alteration, loss, misuse, or destruction.

Depending on the nature of the information and our systems, security measures may include:

  • Encryption of sensitive information in transit

  • Access controls

  • Authentication procedures

  • Secure account management systems

  • Monitoring for unauthorized activity

  • Restricted employee and contractor access

  • Secure data storage

  • Regular security and system reviews

  • Backup and recovery procedures

  • Employee confidentiality obligations

Access to sensitive information is limited to individuals and service providers who have a legitimate business, operational, legal, compliance, or investment-related reason to access it.

No method of transmitting or storing information is completely secure. Accordingly, while we work to protect your information, we cannot guarantee absolute security.


5. Payment and Financial Service Providers

Where payments or financial transactions are processed through third-party providers, relevant payment or transaction information may be transmitted securely to those providers.

These providers may process information necessary to:

  • Process payments

  • Verify transactions

  • Prevent fraud

  • Meet legal and regulatory requirements

  • Maintain transaction records

Third-party payment providers are responsible for handling information in accordance with their own privacy policies and applicable legal requirements.

Block Cove Investments does not intentionally store complete payment-card information when it is unnecessary for us to do so.


6. Do We Share Your Information With Third Parties?

We do not sell your personal information to third parties.

We may, however, disclose information where reasonably necessary to operate our business, provide investment services, comply with legal obligations, or protect our rights.

This may include sharing information with trusted:

  • Banks and financial institutions

  • Custodians

  • Payment processors

  • Investment service providers

  • Identity verification providers

  • KYC/AML providers

  • Accounting and auditing firms

  • Legal advisers

  • Technology and hosting providers

  • Cybersecurity providers

  • Professional advisers

  • Regulators and governmental authorities

  • Insurance providers

  • Business partners where necessary to provide requested services

Where appropriate, we require service providers to maintain appropriate confidentiality and security measures.


7. Legal and Regulatory Disclosures

We may disclose personal information when we believe disclosure is necessary or appropriate to:

  • Comply with applicable laws and regulations

  • Respond to lawful requests from governmental authorities

  • Comply with court orders, subpoenas, or other legal processes

  • Meet regulatory or reporting obligations

  • Prevent fraud or financial crime

  • Investigate suspected illegal activity

  • Enforce our agreements and policies

  • Protect the rights, property, or safety of Block Cove Investments

  • Protect our clients, investors, employees, or other individuals

We may also retain or disclose information where required by applicable financial-services, tax, accounting, investment, AML, or other regulatory requirements.


8. Investor Confidentiality

We recognize that investment and financial information is highly sensitive.

We therefore seek to limit access to investor information to individuals and organizations that require such information for legitimate business, investment, legal, compliance, operational, or regulatory purposes.

We will not publicly disclose your investment account information, portfolio information, financial information, or personal information except where authorized by you or permitted or required by law.


9. Cookies and Website Technologies

Our website may use cookies and similar technologies to improve functionality, security, performance, and user experience.

Cookies may help us:

  • Keep you signed in

  • Remember preferences

  • Understand website traffic

  • Improve website performance

  • Detect suspicious activity

  • Analyze website usage

You may be able to control cookies through your browser settings. Disabling certain cookies may affect the functionality of portions of our website.


10. Communications

We may contact you regarding:

  • Account activity

  • Investment transactions

  • Account statements

  • Security alerts

  • Verification requests

  • Important changes to our services

  • Legal or regulatory notices

  • Customer support matters

  • Investment-related information

  • News and updates about our services

You may opt out of certain marketing communications where permitted by law.

You cannot opt out of essential communications necessary to administer your account, fulfill legal obligations, or provide requested services.


11. Children's Privacy

Our investment services are intended for adults and are not directed toward children.

We do not knowingly collect personal information from children where such collection is prohibited by applicable law.

If we become aware that we have collected personal information from a child in circumstances where collection was not permitted, we will take reasonable steps to address and delete the information as required by applicable law.


12. How Long We Retain Your Information

We retain personal, financial, investment, and transaction information for as long as reasonably necessary to:

  • Provide our services

  • Maintain business and financial records

  • Manage your investment account

  • Resolve disputes

  • Prevent fraud

  • Comply with contractual obligations

  • Meet tax, accounting, investment, AML, regulatory, and legal requirements

Certain financial and investment records may need to be retained for a specified period after an account is closed.

When information is no longer required, we will take reasonable steps to securely delete, anonymize, or otherwise dispose of it in accordance with applicable requirements.


13. Your Privacy Rights

Depending on your location and applicable law, you may have rights concerning your personal information, including the right to:

  • Request access to personal information we hold about you

  • Request correction of inaccurate information

  • Request deletion of information where legally permitted

  • Request restriction of certain processing

  • Object to certain processing

  • Withdraw consent where processing is based on consent

  • Request information about how your data is used

  • Request a copy of certain personal information

These rights may be subject to legal, regulatory, contractual, security, or record-retention requirements.

To exercise an applicable privacy right, please contact us using the contact information provided below.


14. International Data Transfers

Depending on where you are located and where our service providers operate, your information may be processed or stored in countries other than the country in which you reside.

Where required by applicable law, we will take appropriate measures to ensure that international transfers of personal information are conducted using legally recognized safeguards.


15. Third-Party Websites and Services

Our website may contain links to websites, applications, or services operated by third parties.

Block Cove Investments is not responsible for the privacy practices, security, or content of third-party websites.

We encourage you to review the privacy policies of third-party services before providing them with personal information.


16. Business Transfers

If Block Cove Investments is involved in a merger, acquisition, restructuring, financing, sale of assets, or other corporate transaction, personal information may be transferred as part of that transaction where permitted by applicable law.

Any such transfer will remain subject to applicable confidentiality and privacy requirements.


17. Data Breaches and Security Incidents

If we become aware of a security incident involving personal information, we will assess the incident and take reasonable steps to contain, investigate, remediate, and prevent recurrence.

Where required by applicable law, we will notify affected individuals and/or relevant regulatory authorities within the applicable time period.


18. Changes to This Privacy Policy

We may update this Privacy Policy from time to time to reflect changes in our business, services, technology, legal requirements, or regulatory obligations.

When we make changes, we will update the "Last Updated" date at the beginning of this Privacy Policy.

Where required by applicable law, we will provide additional notice or obtain consent for material changes.

We encourage you to periodically review this page to remain informed about how we protect your information.


19. What We Do Not Do With Your Data

Block Cove Investments does not sell your personal information to third parties.

We do not knowingly provide your personal, financial, or investment information to unrelated companies for the purpose of allowing them to independently market their products or services to you.

We do not use investor information for purposes unrelated to our legitimate business, contractual, legal, regulatory, or operational requirements without an appropriate legal basis.


20. Contact Us

If you have questions about this Privacy Policy, your personal information, or how your information is handled, please contact Block Cove Investments through the contact information provided on our website.

Block Cove Investments

Email: [Insert official privacy/support email]

Website: [Insert official website]

Address: [Insert registered business address]


Important Investment Disclaimer

This Privacy Policy describes how Block Cove Investments handles personal information. It does not constitute investment advice, an offer to sell securities, a solicitation to purchase an investment, or a guarantee of investment performance.

All investments involve risk, and past performance does not guarantee future results. Investors should carefully review all applicable investment documentation and consider their own financial circumstances and objectives before making an investment decision.

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